Investment Adviser

 

The Swiss Helvetia Fund, Inc. (the “Fund”) is managed by Schroder Investment Management North America Inc.

Schroder Investment Management North America Inc. ("SIMNA Inc.") is an investment adviser registered with the U.S. SEC. It provides asset management products and services to clients in the U.S. and Canada including Schroder Capital Funds (Delaware), Schroder Series Trust and Schroder Global Series Trust, investment companies registered with the SEC (the "Schroder Funds").

Additional information about Schroders can be found at www.schroders.com/us.

Investment Adviser
Schroder Investment Management North America Inc.
875 Third Avenue
New York, NY 10022
(800) 730-2932
Web: www.schroders.com/us
Email: swzintermediary@schroders.com

Administrator
JPMorgan Chase Bank, N.A

Custodian
JPMorgan Chase Bank, N.A.

Transfer Agent
American Stock Transfer & Trust Company
59 Maiden Lane
Plaza Level
New York, NY 10038
(888) 556-0425

Legal Counsel
Stroock & Stroock & Lavan LLP

Independent Registered Public Accounting Firm
PricewaterhouseCoopers LLP

To contact Schroder Investment Management North America Inc. via e-mail:

swzintermediary@schroders.com

Website Address
http://www.swzfund.com