Schroder Investment Management North America Inc. (“SIMNA”) is an indirect wholly owned subsidiary of Schroders plc and is a SEC registered investment adviser and registered in Canada in the capacity of Portfolio Manager with the Securities Commission in Alberta, British Columbia, Manitoba, Nova Scotia, Ontario, Quebec, and Saskatchewan, providing asset management products and services to clients in Canada. Schroder Fund Advisors, LLC is a wholly-owned subsidiary of SIMNA and is a FINRA registered limited purpose Broker/Dealer and is registered in Canada in the capacity of Exempt Market Dealer with the Securities Commissions of Alberta, British Columbia, Manitoba, New Brunswick, Nova Scotia, Ontario, Quebec, Saskatchewan, Newfoundland and Labrador.
Schroder Adveq Management US Inc. (“Schroder Adveq US” or “Schroder Adveq” herein) is registered as an investment adviser and provides asset management products and services to clients in the United States and Canada. Schroder Fund Advisors LLC (“SFA”) markets certain investment vehicles for which Schroder Adveq US is an investment adviser. SFA is an affiliate of Schroder Adveq US and is registered as a limited purpose broker-dealer with the Financial Industry Regulatory Authority. Schroder Adveq US is an indirect, wholly-owned subsidiary of Schroders plc. For more information, visit www.schroderadveq.com
Secquaero Advisors AG (Secquaero) is a Zurich-based investment firm in which Schroders plc has a majority ownership stake, and provides non-discretionary advice to certain strategies, including Insurance-linked securities, marketed in North America.
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All queries about specific investment products should be directed to the Schroders office in the jurisdiction where you reside.
Schroder Investment Management North America Inc. is an indirect wholly owned subsidiary of Schroders plc and an SEC registered investment adviser registered in Canada in the capacity of Portfolio Manager with the securities regulatory authorities in the Provinces of Alberta, British Columbia, Manitoba, Nova Scotia, Ontario, Quebec and Saskatchewan, and provides asset management products and services to clients in those jurisdictions. This document does not purport to provide investment advice and the information contained in this site is for general informational purposes only. It does not constitute or form part of any offer for sale or solicitation of any offer to buy or subscribe for any securities. It does not purport to describe the business or affairs of any issuer and is not being provided for delivery to or review by any prospective purchaser so as to assist the prospective purchaser to make an investment decision in respect of any securities, and is not otherwise provided in furtherance of a trade in securities. This document is delivered to certain qualified recipients only and may not be communicated, disclosed or quoted from except as specifically approved by Schroder Investment Management North America Inc.