Regulation

Practical Guides

Practical Guides 

Regulation

PROD – the Product Intervention and Product Governance Sourcebook - is here to stay. However, there are still a good many question marks over both the detail and the regulator’s expectations.

Please note that some guides may have been commissioned and created externally. The material is not intended to provide, and should not be relied on for, accounting, legal or tax advice, or investment recommendations. Reliance should not be placed on any views or information in the material when taking individual investment and/or strategic decisions. Information herein is believed to be reliable but Schroders does not warrant its completeness or accuracy. Insofar as liability under relevant laws cannot be excluded, no Schroders entity accepts any liability for any error or omission in this material or for any resulting loss or damage (whether direct, indirect, consequential or otherwise).

How to PROD-proof your business

Sponsored by Schroders, the Lang Cat’s guide is designed to give advisers a steer in meeting PROD requirements, specifically understanding the needs of your clients and potential investment solutions.

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