SWZ Fund - Schroders

The Fund

The Fund is a non-diversified, closed-end investment company whose objective is to seek long-term capital appreciation primarily through investment in equity and equity-linked securities of Swiss companies.

The Fund is listed on the New York Stock Exchange under the symbol "SWZ".

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Share/NAV Price

SMI
SPI
NAV PER SHARE
SWZ Stock Price

Ten Largest Holdings

Holding	Shares	% of Portfolio
Nestle	209,105	21.26%
Roche Holding	45,700	12.79%
Novartis AG	150,000	10.53%
Richemont (CIE Fin)	51,000	4.97%
Zurich Insurance Group AG	11,430	4.40%
Partners Group HLG	3,550	2.98%
UBS GROUP AG	167,702	2.31%
Logitech Intl	52,800	2.29%
Swiss Life HLDG	4,130	1.88%
SIG GROUP AG	92,000	1.87%

Percentages based on the Fund's August 31, 2022 Total Net Assets.

Quick links

Annual Report - December 2021

Proxy Statement - 2022

Semi-Annual Report - June 2022

Stock Dividend - October 2018

Stock Dividend - September 2018

Shareholder Presentation

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Schroders is a world-class asset manager operating from 38 locations across Europe, the Americas, Asia and the Middle East.

Worldwide locations

Schroder Investment Management North America Inc. took over management of The Swiss Helvetia Fund on July 1, 2014. For additional information regarding Schroders, please visit www.schroders.com/us or call 800-730-2932.

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The Fund is a closed-end investment product. Common shares of the Fund are only available for purchase/sale on the NYSE at the current market price. An investment in the Fund is not a deposit of a bank and is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency.

Performance data quoted represents past performance. Past performance is no guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.

All Investments, domestic and foreign, involve risks including the risk of possible loss of principal. The market value of a fund's portfolio may decline as a result of a number of factors, including adverse economic and market conditions, prospects of stocks in the portfolio, changing interest rates, and real or perceived adverse competitive industry conditions. In addition, the Fund invests in restricted securities and other investments that may be illiquid, which hold the risk that the securities will not be able to be sold at the time desired by the Fund. The Fund is classified as "non-diversified" under the 1940 Act. A non-diversified fund has the ability to invest more of its assets in securities of a single issuer than if it were classified as a "diversified" fund, which may increase volatility.

Trading in Swiss equities involves certain risks and special considerations not usually associated with investing in securities of established U.S. companies, including risks related to the nature of the market for Swiss equities, including the risk that the Swiss equities markets may be affected by market developments in different ways than U.S. securities markets and may be more volatile than U.S. securities markets; political and economic risks with respect to Switzerland, including the possible imposition of, or changes in, currency exchange laws or other Swiss laws or restrictions applicable to investments in Swiss equities; and fluctuations in the rate of exchange between currencies and costs associated with currency conversion. The Swiss securities markets have substantially less trading volume than the U.S. securities markets. Additionally, the capitalization of the Swiss securities markets is highly concentrated. Securities of some companies located in Switzerland will be less liquid and more volatile than securities of comparable U.S. companies. This combination of lower volume and greater concentration in the Swiss securities markets may create a risk of greater price volatility than in the U.S. securities markets.

The market price of common shares of the Fund will be based on factors such as the supply and demand for common shares in the market and general market, economic, political or regulatory conditions. Whether shareholders will realize gains or losses upon the sale of common shares of the Fund will depend on the market price of common shares at the time of the sale, not on the Fund’s net asset value. The market price may be lower or higher than the Fund’s net asset value. Shares of closed-end funds frequently trade at a discount or premium to their net asset value.

Schroder Investment Management North America Inc. ("SIMNA Inc.") is an investment adviser registered with the U.S. SEC. It provides asset management products and services to clients in the U.S. and Canada including Schroder Series Trust and Schroder Global Series Trust, investment companies registered with the SEC (the "Schroder Funds").

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