Schroder Wealth Management (US) Ltd maintains an Execution Policy to ensure that, as required by the FCA Rules, we take all sufficient steps to obtain the best possible result on behalf of our Clients when executing orders in relation to financial instruments. The policy is available here.
Top 5 Execution Venues and Firms
To enable the public and investors to evaluate the quality of our execution practices and to identify the top five execution venues and firms we have relied on when executing client orders in the preceding year we have published a list of the top 5 execution venues and firms.
The summary of the top 5 execution venues is available here.
Summary of Execution Quality
A summary of the analysis and conclusions Schroder Wealth Management (US) Ltd draws from its monitoring of the quality of execution obtained when executing Client orders in 2019 is available on request.