Schroder GAIA
2022
| Schroder GAIA | Action | Effective Date | Notes |
|---|---|---|---|
| Schroder GAIA Helix
| Investment policy update | 28/03/2022 | Shareholder letter |
| Schroder GAIA
| Annual General Meeting | 03/03/2022 | Shareholder letter |
| Schroder GAIA Helix
| Investment objective, policy & benchmark changes | 01/03/2022 | Shareholder letter |
| Schroder GAIA Cat Bond
| Investment objective & policy change | 28/02/2022 | Shareholder letter |
| Schroder GAIA
| Deloitte appointment | 11/01/2022 | Shareholder letter |
| Schroder GAIA BlueTrend
| Change of comparator benchmark | 07/01/2022 | Shareholder letter |
2021
| Schroder GAIA Two Sigma Diversified | Re-opening of fund | 22/10/2021 | Shareholder letter |
| Schroder GAIA
| New bank details for Standing Settlement Instructions | 22/09/2021 | Shareholder letter |
| Schroder GAIA
| LIBOR Benchmark changes | 01/10/2021 | Shareholder letter |
| Schroder GAIA | Sustainable Finance Disclosure Regulation | 07/04/2021 | Shareholder letter |
| Schroder GAIA | SFDR Changes 2021 | 07/04/2021 | Shareholder letter
Appendix |
| Schroder GAIA | Annual general meeting of shareholders | 02/03/2021 | Shareholder letter
Notice Form |
| Schroder GAIA UK Dynamic Absolute Return Action | R share class- AMC reduction | 19/02/2021 | Shareholder letter |
2020
| Schroder GAIA BlueTrend (the “Fund”)
| Change in Dealing Frequency and Cut-off Time | 14/12/2020 | Shareholder letter |
| GAIA-Wellington-Pagosa-Web-SL-LUEN
| Schroder GAIA Wellington Pagosa (the “Fund”) – Clarification of Investment Policy | 20/11/2020 | Shareholder letter |
| GAIA-Egerton-Equity-Web-SL-LUEN
| Schroder GAIA Egerton Equity (the “Fund”) - Clarification of Investment Policy | 20/11/2020 | Shareholder letter |
| GAIA-Nuveen-EMN-SL-LUEN
| Description: Liquidation of Schroder GAIA Nuveen US Equity Market Neutral | 10/09/2020 | Shareholder letter |
| GAIA-Nuveen-ELS-SL-LUEN
| Liquidation of Schroder GAIA Nuveen US Equity Long Short | 10/09/2020 | Shareholder letter |
| All funds | Shareholder notifications | 20/07/2020 | Shareholder letter |
| GAIA Blue Trend | Reduction in fees | 10/07/2020 | Shareholder letter |
| GAIA-Two-Sigma-Diversified-200427-SL-LUEN
| Schroder GAIA Two Sigma Diversified (the “Fund”) Cash Management Services | 27/04/2020 | Shareholder letter |
| GAIA-AGM-Letters_28_02_2020 | Annual general meeting of shareholders of Schroder GAIA (the “Company”) | 28/02/2020 | Shareholder letter |
| Schroder GAIA
| Changes to Investment Objectives and Policies | 17/08/2020 | Shareholder letter |
2019
| Indus Pacific
| Liquidation of the Fund Effective | 24/06/2019 | Shareholder letter |
2018
| Multiple Funds | Changes to Investment Objectives and Policies of certain funds:
As of 12 November 2018 we have updated the Investment Objectives and Policies of the following funds: - Schroder GAIA BlueTrend - Schroder GAIA Egerton Equity - Schroder GAIA Indus PacifiChoice - Schroder GAIA Sirios US Equity - Schroder GAIA Two Sigma Diversified This is part of the Company’s continual review of all fund documentation to ensure that it reflects current best practice in the market. There have been no changes to the way in which the funds are managed as a result of these updates. | 12/11/2018 | |
| Egerton Equity | New Sub-Investment Manager for GAIA Egerton Equity:
Egerton Capital (US), LP has been appointed as a Sub-Investment Manager for Schroder GAIA Egerton Equity as of 12 November 2018. | 12/11/2018 | |
| Paulson Merger Arbitrage | Liquidation | 06/04/2018 | Shareholder letter |
2017
| Conatus Equity | Liquidation | 13/10/2017 | Shareholder letter |
| NGA Turnaround | Change of investment policy | 02/10/2017 | Shareholder letter |
| BSP Credit | Liquidation | 15/09/2017 | Shareholder letter |
| Indus PacifiChoice | Change to the fund's investment policy. | 01/09/2017 | Shareholder letter |
| Two Sigma Diversified | The fund has been hard closed to subscriptions and switches in. | 17/02/2017 | Shareholder letter |
| Cat Bond | The fund has been hard closed to subscriptions and switches in. | 28/02/2017 | Shareholder letter |
| Sirios US Equity | The dealing cut-off time will move from one day preceding a dealing day to on the dealing day | 31/01/2017 | Shareholder letter |
2016
| KKR Credit | Liquidation | 16/08/2016 | Shareholder letter |
| Global Macro Bond | Liquidation of the Fund. | 20/01/2016 | Shareholder letter |
2015
| KKR Credit | Avoca Capital Management LLP was acquired by KKR & Co L.P. (“KKR”) on 19 February 2014 and has been renamed KKR Credit Advisors (UK) LLP on 30 September 2014. As a result of the acquisition, the name of the Fund has been changed to Schroder GAIA KKR Credit on19 February 2015. | 19/02/2015 |
2012
| QEP Global Absolute | Investment objective change to remove the aim of providing income. Investment policy change to increase the maximum level of synthetic long and short positions from 100% to 200% of the fund's Net Asset Value | 03/09/2012 | |
| Sloane Robinson | Fund closed | 08/08/2012 | |
| All Funds | Introduction of Key Investor Information Documents (KIIDs) and Supplementary Information Documents replacing Simplified Prospectuses and Fund Information pages | 14/05/2012 | |
| Egerton European Equity | Fund name change to Egerton Equity & investment objective/policy change | 01/02/2012 | |
| Opus Multi Strategy | Fund closed | 31/01/2012 |
2010
| Egerton European Equity | Benchmark changed from FTSE World Series Europe Total Return to MSCI Europe Total Return Net (Local currencies) | 31/08/2010 |